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LOW-COST EQUITY MODEL

Refers to buying shares of stocks or ETF’s in return for receiving a future payment
of dividends and/or capital gains if the value increases.

INDEX AND BLUE-CHIP NOTES

Debt obligation that also contains an embedded derivative component that will
track both the underlying asset, group of assets, or index and the derivative
embedded within it.

PRIVATE REAL ESTATE

Alternative form of private REIT’s that invest directly in real estate and mortgages.
The fund manages the assets and distributes income to shareholders. May only be
available to high-net-worth investors.

PRIVATE CREDIT FUND

A fund of secured loans made to nonpublic companies. The fund services the loans
and pays income to investors. May only be available to high-net-worth investors.

PRIVATE EQUITY

A fund of private companies, investors participate directly in the returns of the underlying
companies. May only be available to high-net-worth investors.

PRINCIPAL PROTECTED INSURANCE

An insurance contract that pays interest and provides principal guarantees and protection of
gains without the risk of loss during a market downturn.

BOND MODEL

Bonds offer different features than stocks and their prices tend to be less correlated to the
stock market, making bonds a good diversifier for investment portfolios.

TACTICALLY MANAGED STRATEGIES

Actively managed based on signal indicators in the market. Has the potential to make
money whether markets are up or down. These strategies involve a high degree of risk
as the transactions can be highly leveraged, they offer potentially higher returns.

Prepare to Live

Your Retirement

For more information about any of the products and services listed here, schedule a meeting today or register to attend a seminar.

Or give us a call at 561.998.9985